Engagement
Licensing Readiness Review
A pre-submission pass over your control narrative, evidence binders, and process owners before you face a formal licensing or variation review.
Who this is for
Founders and compliance leads assembling materials for electronic payment institution or related fintech licensing pathways in Taiwan.
What you receive
A readiness scorecard by topic area, gap list with suggested owners, and a suggested sequence for closing holes before filing.
Scope
Licensing readiness work is intentionally narrower than a full controls audit. We concentrate on whether your narrative matches the evidence you can produce under time pressure, and whether process owners can speak to their areas without contradiction.
We flag thin sections early — for example AML narrative without sampling evidence, or outsourcing arrangements without oversight minutes — so you can strengthen them before the formal clock starts.
Included
- Dossier structure review against your checklist
- Gap list with severity and effort estimates
- One readiness workshop with your filing team
Not included
- Drafting the licence application itself
- Representation before regulators
How we work
Intake
We map your dossier sections and identify missing owners.
Desk review
Policies, org charts, and sample evidence are checked for consistency.
Workshop
Gaps are walked with your filing team and sequenced.
Scorecard
You leave with a clear go / wait / fix list.