Licensing Readiness Review
A pre-submission pass over your control narrative, evidence binders, and process owners before you face a formal licensing or variation review.
Taiwan · Fintech audit practice
Audits that read how your controls actually run
For payment, lending, and wallet teams who need findings they can hand to an owner.
We review policies against lived practice — onboarding trails, reconciliation packs, escalation minutes — then deliver ranked observations without theatre.
Engagements based in Tainan with travel across Taiwan when the floor walkthrough matters.
Flagship engagement
Controls & compliance audit for fintech operators
Our primary engagement maps your stated control set to sampled practice across payment exceptions, customer due diligence, and oversight forums. You leave with a prioritised memo and a closing briefing — not a generic maturity score.
Typical duration is four to seven weeks. Scoping locks product boundaries before fieldwork so operations teams are not surprised by document requests.
Related engagements
Work that sits beside a full audit
When you need a narrower pass — licensing readiness, payment flows, or CDD sampling — we keep the same evidence discipline without forcing a full programme review.
Payment Flow & Reconciliation Assessment
Trace funds and exceptions across your payment rails and ledgers to find breaks in reconciliation, cut-off handling, and exception escalation.
AML & Customer Due Diligence Spot Check
A focused sampling engagement on onboarding files, ongoing monitoring alerts, and escalation records for fintech customer populations.
“They sat with our reconciliation lead for a full morning before writing a single finding. The memo named the aged suspense items we already worried about — and one cut-off gap we had been polite about.”Mei-Ling Chen · Compliance lead, electronic payment institution · Taipei
How we arrive
Process built for busy floors
Every engagement follows a visible sequence: scope lock, evidence pull, testing and interviews, then findings delivery. You can read the full rhythm on our process page before you commit calendar time.
Walk the engagement stepsTell us what is under review
Share licence status, product map, and timing. We reply within two business days with scoping questions or a decline if we are not the right fit.